Cory Hippler focuses his practice on counseling registered investment companies, investment advisers and independent directors on a wide range of regulatory, compliance and transactional matters. Cory’s practice includes advising clients with respect to the organization, registration, and ongoing operations and compliance of open-end and closed-end funds (including multi-manager funds, master-feeder funds and interval funds); the preparation and review of regulatory filings, board materials and compliance policies and procedures; fiduciary oversight and fund governance issues; shareholder meetings and proxy solicitation materials; and various transactional matters, including reorganizations, mergers and acquisitions involving funds and investment advisers.
